Regulatory & Compliance

HedgeServ’s dedicated regulatory and compliance team partners with you to assist in keeping pace with ever changing global regulatory requirements including developing an integrated institutional quality regulatory reporting framework.

HedgeServ provides full-service support for clients’ global regulatory reporting requirements with knowledgeable professionals using flexible technology, rich tagging and a unique single database model that pairs the features of a portfolio management system along with a general ledger system. We are experienced in working with clients operating in multiple jurisdictions and working with clients to design solutions taking into account cross-border complexities.

ENTERPRISE PEACE OF MIND

Regulatory Services

  • SEC FORM PF
  • AIFMD Annex IV
  • CPO-PQR
  • OPERA Reporting
  • Cayman FAR Reporting
  • FATCA CRS and CRS Compliance Form (Cayman Only)
  • MIFID EMT and PRIIPS EPT
  • 13 F Reporting
  • N-Port Reporting
  • Other ad hoc reporting requests (e.g. CFTC deminumus monitoring, leverage monitoring for AIFMD, Federal Reserve Reporting e.g. FC3)
  • AML Officers Services outsourced AMLCO and MLRO
  • Portfolio Sanctions Monitoring
Proprietary Reconciliation Tools

leverages flexible proprietary technology

24x5 Custom Coverage Model

unique single database

Single Database Model

Provision of Cayman Islands AML Officers

Custom Client Enabled On Demand Reporting

rich tagging features

embedded compliance functionality

Proprietary Allocation Fee Calculation Software

integrated institutional quality regulatory reporting framework

An Integrated Reporting Framework

Store Data Once, Use Many

HedgeServ’s single database allows HedgeServ’s Regulatory Team to prepare its Regulatory filings using a single system that is managed and maintained by the client services team. Data does not need to be extracted and loaded into a separate system.

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OUTSOURCE WITH CONFIDENCE

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